LAST CALL FOR SMCR COMPLIANCE WORKING GROUPS

Staying ahead of ever-changing regulations and adapting business operations accordingly have long been an ongoing question in the online trading markets. Staying up to date and really understanding compliance finesse has never been more important. With The Senior Managers and Certification Regime (SMCR) going into effect on 9 December 2019 for all FCA firms, this panel is unmissable for investment firms and senior management, covering any last minute key points such as:

The New Regime: who does it cover?
SMCR vs APER: what are the main differences from the existing Approved Persons Regime?
So what does it all mean? New regime specifications and new responsibilities