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What Didn’t Change under the UK Overseas Fund Regime.

The UK’s Overseas Funds Regime solidified the requirement for UCITS managers to maintain investor facilities, a long-standing requirement for accessing the UK retail market. Brexit has tightened the rules, and while digital solutions are gaining traction, the requirement for physical presence remains a hurdle for many. The Overseas Fund Regime demands careful structuring of UK facilities, especially for subscriptions and redemptions, to avoid the risk of being perceived as carrying out regulated activities without a license.

➤ A Few Critical Points:
• Physical vs. Digital: Without explicit investor consent for digital channels, a physical UK address must be listed in the UCITS prospectus for the UK facilities.
• Licensing Pitfalls: Subscriptions and redemptions may fall under FCA’s regulated activities, demanding careful structuring.
• Third-Party Risks: Unlicensed third-party providers handling transactions could expose funds to penalties.

➤ How will you align your operations with these evolving rules? Watch to learn more about compliance structuring tips, licensing considerations, digital transition strategies, and risk mitigation approaches.

➤ Dive into this topic in our article

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