Скачать или смотреть What Disclosure Rules Apply To Advisor Social Media Posts?

Are you a financial advisor navigating the complex world of social media? It's crucial to understand the disclosure rules that govern your online posts. This video dives into the essential compliance guidelines advisors must follow to protect themselves and their clients.

Key considerations for social media compliance include:
► Understanding SEC and FINRA regulations for digital communications.
► Identifying required disclosures for various types of social media content.
► Best practices for maintaining an audit trail of your online activity.
► Strategies for integrating compliance into your social media workflow.
► The potential risks and penalties for non-compliance on social platforms.


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