Скачать или смотреть Should Advisory Firms Always Do Pre-Employment Screening?

Considering expanding your team at your advisory firm? A critical question often arises: should pre-employment screening always be a non-negotiable step? This video delves into the necessity and implications of thoroughly vetting potential hires.

Explore key considerations for pre-employment screening in wealth management:
► Understand the critical role pre-employment screening plays in safeguarding your firm's reputation and client trust.
► Discover various types of background checks and assessments relevant for financial advisory roles.
► Learn about the compliance and legal considerations firms must navigate when implementing screening policies.
► Identify the potential risks and liabilities associated with neglecting proper due diligence on new hires.
► Weigh the benefits against the costs and administrative efforts of robust screening processes.


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