Скачать или смотреть CAIIB ABM Questions Part 2 | Compliance Governance Structure | Important & Previous Year MCQs

This is the second class of compliance governance structure and in this session 🏦 We cover important questions, previous year MCQs, Chief Compliance Officer role, board responsibilities, internal controls & audit – everything you need to score high in CAIIB ABM.

Key Highlights:
🟢 00:00:00 → ABFM Module D Part 5 intro, Q14 start
📲 00:00:30 → Credit Audit Policy – frequency of reviews
📊 00:01:06 → Risk-based audit frequency principle
✅ 00:01:38 → Correct answer Option B (high-risk vs low-risk accounts)
🔍 00:02:09 → Q15 Non-compliance issue discovered (data submission)
📂 00:02:44 → First step = fact-finding, preliminary inquiry
🏛️ 00:03:15 → Inform senior management, audit committee, regulator
📝 00:03:44 → Correct answer Option B (fact-finding first)
🔒 00:04:22 → Escalation + corrective action steps
🏦 00:04:58 → Q16 Compliance mgmt system effectiveness
📑 00:05:27 → Active monitoring, audit trail, independence
⚡ 00:06:01 → Proactive detection before breach
📌 00:06:31 → Option A rejected (paper compliance not enough)
✅ 00:07:04 → Correct answer Option B (effective & active system)
👥 00:07:34 → Q17 HR responsibility in compliance staffing
🎯 00:08:05 → Integrity, seniority, training, retention focus
🛡️ 00:08:35 → Skilled compliance officers required (RBI expectation)
❌ 00:09:06 → Option A rejected (training only, not complete)
✅ 00:09:44 → Correct answer Option B (qualified staff with law/IT/audit knowledge)
📉 00:10:22 → Q18 Market risk example (interest rate impact on bonds)
🔄 00:10:52 → Market risk vs liquidity, credit, operational risks
🌍 00:11:22 → Q19 Overseas branches – KYC/AML policies
⚖️ 00:11:52 → Must comply with host + RBI + FATF recommendations
✅ 00:13:31 → Correct answer Option B (host + parent + FATF alignment)
📂 00:14:36 → Q20 Credit audit scope – portfolio vs loan review
✅ 00:15:04 → Correct answer Option C (portfolio review = concentration risk)
🏢 00:15:34 → Q21 Reporting structure of regional/zonal compliance officers
📡 00:16:05 → Must report functionally to CCO, not local heads
⚠️ 00:16:40 → Avoid conflict of interest in reporting
✅ 00:17:10 → Correct reporting = functionally to CCO, admin to zonal head
🔍 00:17:40 → Q22 Compliance testing team – annual review scope

Previous Classes: [QUES]
🎯IBC Questions :    • CAIIB ABM Ques Series | IBC Important Ques...  
🎯Working Capital Finance Ques :    • CAIIB ABM #2 | Working Capital Finance MCQ...  
🎯Analysis of Financial Statements :    • CAIIB ABM Series #3 | Analysis of Financia...  
🎯Term Loan :    • CAIIB ABM Term Loan Questions | Module C |...  
🎯Credit Delivery Part 1 :    • Видео  
🎯Credit Delivery Part 2 :    • Видео  

🔖 Get FREE Pdfs : https://whatsapp.com/channel/0029VaA3...

👉 CHECK OUT NEW CAIIB ABM Syllabus Priority:    • Crack CAIIB 2025 Exams With Smart ABM Syll...  

🔖 CAIIB MARATHON Playlist :    • 🎯 CAIIB MARATHON CLASSES 🧠📚 | Crack CAIIB ...  

👉 CHECK OUT OUR COURSES:
▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀
🎯 CAIIB Early Bird (All 4 Papers HINDI): https://caiib.learningsessions.in/con...
🎯 CAIIB MAHA PACK ENG : https://caiib.learningsessions.in/eng...

🎯 ABM Bilingual : https://caiib.learningsessions.in/bil...
🎯 ABM English : https://caiib.learningsessions.in/Eng...
🎯 ABM Video Questions : https://caiib.learningsessions.in/bil...
🎯ABM Questions : https://caiib.learningsessions.in/abm...

▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀▀
👉 Get in Touch:
🌎 Facebook►   / learningsessions.in  
💌 Telegram ►https://www.t.me/iibfLearning
🌈Instagram►   / learningsessions.in  
🎐 Twitter►   / toproms  
🗣️ Linkedin► https://bit.ly/CARRLinkedin
🤳 WhatsApp ► https://api.whatsapp.com/message/L5AR...
📧 Gmail► [email protected]

👉 Join WhatsApp Group with Name & Course_name at 8360944207