Series 63 Exam | Definition By Animation [3 min] | Learn Finance

The Series 63 license is a securities license that enables the holder to sell securities in a given state.

The Series 63 exam is administered by FINRA, which is the government-authorized, non-profit organization responsible for administering all securities licensing procedures and requirements testing.

FINRA tests on behalf of the North American Securities Administrators Association (NASAA)—the group of state and provincial regulators tasked with protecting investors.
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0:00 Series 63 Definition
0:41 Purpose of the Series 63 License
1:07 Series 63 Exam Structure
1:22 Co-requisites: Series 63 and SIE
2:04 Suggested Order of Tests
2:27 Series 63 Exam Question
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