Скачать или смотреть What is a Compliance Officer for Legal Practice (COLP) | Key Roles & Responsibilities Explained

What is a Compliance Officer for Legal Practice (COLP) in UK? Key Roles & Responsibilities Explained

In this video, we look into the role of a Compliance Officer for Legal Practice (COLP) in the UK legal sector, exploring their importance in upholding regulatory compliance and ethical standards within law firms.

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Other items covered within this tutorial:
❂ Introduction to Compliance Officer for Legal Practice (COLP) in the UK Legal Sector
❂ Role and Importance of Compliance Officers in Law Firms
❂ Key Responsibilities of a Compliance Officer for Legal Practice (COLP)
Regulatory Compliance
Risk Management
Policy Development and Implementation
Training and Education
Reporting and Monitoring
❂ Regulations COLPs Must Comply With
Solicitors Regulation Authority (SRA) Handbook
Anti-Money Laundering (AML) Regulations
Data Protection Laws (GDPR)
Conflicts of Interest Rules
Legal Services Act 2007
Financial Conduct Authority (FCA) Regulations
Professional Indemnity Insurance Requirements
❂ How to Report Serious Breaches to the SRA as a Compliance Officer
❂ Protecting Yourself as a Compliance Officer for Legal Practice (COLP)
❂ Key Takeaways: The Impact of Compliance Officers on the UK Legal Sector

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