Broker-Dealer Exclusions made EASY (Series 63, 65, and 66)

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We explore the exclusions that may be claimed to avoid registration as a broker-dealer and explore a practice question together. This is one of many videos available on the Achievable platform - links to our learning program are above!

Video introduction: (0:00)
General broker-dealer exclusions: (1:32)
"No office" exclusions: (5:57)
Analyzing a practice question: (10:05)
Achievable outro: (14:48)