Standard III – Duties to Clients and Prospective Clients (2024/2025 LI CFA® Exam – Ethics–Module 3)

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Topic 10 – Ethical and Professional Standards
Module 3 – Guidance for Standards I-VII
Standard III – Duties to Clients and Prospective Clients
(A) Loyalty, Prudence, and Care
(B) Fair Dealing
(C) Suitability
(D) Performance Presentation
(E) Preservation of Confidentiality

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