How to Pass the SIE Exam (Securities Industry Essentials) by Knowing the SIE Exam.

   • SIE Exam Prep Capital Markets.  12 qu...   is the next one to watch
TIME STAMPS:
00:00 Intro
Four Sections of the SIE Exam
3:40 1. Knowledge of Capital Markets. 12 questions on the SIE Exam.
4:00 2. Investment Products and their Risks. 33 QUESTIONS ON THE SIE EXAM!!!
4:23 3. Customer Accounts and Prohibited Activities. 23 questions on the SIE Exam.
4:29 4. Regulatory Framework. 7 questions on the SIE Exam.

Below are sample of the explications that are found in the complete explications found in the SIE lecture playlist (link to the SIE lectures and complete explication found in the 1:08 time stamp).
5:33 Primary Market. The Securities Act of 1933.
6:10 Secondary Market. The Securities Act of 1934.
6:37 Investment Advisor Act of 1940.
7:07 Investment Company Act of 1940.
7:21 75 questions scored. 10 questions unscored.
7:38 1 hour, 45 minutes to complete
10:17 Clearing broker/dealer
13:33 ADRs
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