Скачать или смотреть Episode 7 - Model Operations: Jump Start Model Governance and Analytics

AI Governance in Financial Services | How FINRA Built Scalable Model Operations | GoodDecisions Webinar

In this episode of the GoodDecisions Webinar Series, we explore how FINRA—the Financial Industry Regulatory Authority—is leading the way in AI governance and model operations for financial services. Featuring Sumalatha Bachu (Senior Director of Technology) and Dr. Harvey Westbrook (Senior Director, Assistant Chief Economist), this session delivers an in-depth look at how cross-functional teams at FINRA tackle the challenges of model governance, data complexity, and regulatory analytics.

🎯 Key topics covered:

FINRA’s role in U.S. financial regulation and market surveillance

How FINRA uses machine learning to monitor brokers and detect misconduct

The journey to launching scalable model operations at FINRA

Overcoming business, technical, and cultural challenges in AI governance

Best practices for starting model governance: tools, processes, and team alignment

💡 Learn how FINRA processes over 600 billion transactions per day, regulates thousands of security firms, and manages extreme big data operations to ensure fair markets. Discover how they build trust, manage risk, and support innovation through responsible AI and analytics.

📌 Key takeaways:

Model governance starts at the beginning—not the end—of the model lifecycle

Cross-functional alignment is essential across business, technical, and analytical teams

Start small, iterate, and adapt your governance framework as you scale

Governance is critical for both traditional ML and generative AI applications

📅 Upcoming Event: 2024 AI Governance Leadership Summit
🗓️ September 25
🔗 Register now: [Insert Registration Link]

🔗 Related Resources:

Learn more about ModelOp: https://www.modelop.com

Contact us to discuss model governance: https://www.modelop.com/contact

👍 Like, share, and subscribe to stay informed on enterprise AI governance.
📧 Have questions? Reach out—our experts are ready to help.

#AIGovernance #FINRA #ModelOperations #FinancialAI #RegulatoryCompliance #AIinFinance #MachineLearning #DataAnalytics #ModelOp #ResponsibleAI #GoodDecisions #ModelGovernance