Скачать или смотреть Introduction to FCA Regulation & the Conduct Rules Course - A Preview

Nigel Sydenham, Head of GRC Training for CCL Academy in the UK provides a preview of the Introduction to FCA Regulation Course.

This course is designed for anyone who requires an introduction to the regulatory environment for UK financial services firms, as well as those who require training on the FCA’s Conduct Rules.

This course covers:
The Regulatory Structure
FCA Objectives and Role
Authorisation and Approval
SM&CR & the Conduct Rules
Supervision
Enforcement
Financial Crime

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