SIE Exam Prep: Part 1: Definitions and Overview.. Lets get started !

SIE Exam prep Definitions and Overview
Chapters:
0:00 Intro
0:21 Issuer
0:55 Broker-Dealer
1:24 Market Maker
1:44 TWO QUESTIONS
2:44 Investment Adviser
3:10 Retail Investor
3:29 Accredited Investor
4:00 Institution
4:53 Primary Market (33)
5:15 Secondary Market (34)

SIE exam prep doesn't have to be horrible. I try to take a boring topic/book and make it exciting
Catch me Tuesday nights on my live Q & A on ANY finra exam. if you want to pass the SIE exam the first time come join us on our journey
this video covers basic information about. Issuers, Broker Dealers, types of investors and the various markets
www.capadvantagetutoring.com

ALSO check out Michael Weiss ( great tutor)
www.series7examtutor.com


For a 15% discount on STC
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also some budget-friendly help on the SIE
https://achievable.me/?utm_source=cap...

also kindle unlimited has some free resources for members
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Series 7 for Dummies--https://amzn.to/36lmX7r
Series 7 for Dummies Questions -- https://amzn.to/352vDiK

Michael Lewis ( love his take on finance )
Liars poker https://amzn.to/34J6MQH
Flash Boys https://amzn.to/34zVwFU
Money Culture https://amzn.to/2JSV6CQ
PANIC!! https://amzn.to/2Nlvd0w
Ray Dalio
Big Debt Crisis https://amzn.to/36EGaSA
1980s Insider Trading Scandal ( I read this 2 or 3 times ) it’s NOT the movie ha-ha
https://amzn.to/34A7rnm

Chapters:
0:00 Intro
0:21 Issuer
0:55 Broker-Dealer
1:24 Market Maker
1:44 *TWO QUESTIONS*
2:44 Investment Adviser
3:10 Retail Investor
3:29 Accredited Investor
4:00 Institution
4:53 Primary Market (33)
5:15 Secondary Market (34)
#sieexam #sie #finra
Ken Finnen Chatham nj