Customer Accounts VERY TESTABLE on SIE Exam, Series 6 Exam, Series 7 Exam, and Series 65 Exam

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Time Stamps:
00:00 Intro
1:10 Transfer on Death (TOD)
1:50 JTWROS versus TIC
3:52 Additional documentation to open accounts for partnerships or corporations
5:00 Full Power of Attorney versus Limited power Attorney
5:38 UTMA
7:03 SUITABILITY QUIZ
12:00 Qualified Retirement Plans
13:10 Traditional IRA versus Roth IRA
22:50 Employer sponsored retirement plans
23:20 Defined benefit versus defined contribution
26:40 TSA for employees of 403(b) or 501(c)
26:39 Cash accounts versus margin accounts
26:45 Additional documentation for a margin account
31:10 Can't buy options or new isues on margin
33:20 FINRA $2,000 minimum
36:09 Minimum maintenance
38:40 Wrap accounts
41:53 Discretionary accounts
45:25 DISCRETION QUIZ
48:40 Practice questions