Скачать или смотреть Broker-Dealer Insights & the JOBS Act | John Calicchio (ICON Capital Group) and MedTech Syndicates

Join Gavin Leonard (CEO) and Mark Stevenson (COO) of MedTech Syndicates in a conversation with John Calicchio, founder of ICON Capital Group, the registered broker-dealer supporting the MedTech Syndicates platform.

In this video, Mark explains how MedTech Syndicates operates as a Regulation Crowdfunding (Reg CF) platform, allowing both accredited and non-accredited physicians to participate in MedTech investment opportunities. John explains the role of a broker-dealer in the capital-raising process, including the additional regulatory requirements broker-dealers must follow to help protect investors.

The discussion also touches on the JOBS Act of 2012 and how broker-dealers support investor safeguards through compliance oversight, including issuer vetting and Bad Actor checks, to help ensure offerings meet regulatory standards.

For informational purposes only. Not an offer to sell or a solicitation of securities.

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