Скачать или смотреть Core 1.12: Providing Ongoing Financial Service & Monitoring the SOA | SIAA Training Australia

Advance your Core 1 learning with Providing Ongoing Financial Service & Monitoring the SOA, part of the Stockbrokers and Investment Advisers Association (SIAA) accredited training programme in Australia.

This video links ongoing client service to RG146 outcomes, covering SOA implementation, service scope and cadence, periodic reviews, portfolio rebalancing, and the further advice (ROA) framework under Australian regulation.

✔ Implement the SOA: sign-off, coordination with professionals, transparent execution
✔ Set ongoing service expectations: review frequency, reporting, further advice
✔ Reassess goals, risk profile and performance; rebalance with tax-cost awareness
✔ Meet compliance duties: further advice exception, ROA documentation, fee disclosure, conflicts and record-keeping

🔗 Explore Core 1 and enrol: https://www.stockbrokers.org.au/educa...

#InvestmentAdvice #SOA #OngoingService #PortfolioReview #Compliance #RG146 #FinanceEducation #FinancialServicesAustralia

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