Скачать или смотреть Securities Compliance

Is your current firm supporting your compliance needs? Are you comfortable with their procedures? Do you have your Broker Dealer's support in managing compliance? Brokerwebstation has "built-in" compliance features in its broker management platform, providing additional compliance support for your business. Its advanced procedures are STRICTER than the NASD's, giving reps EXTRA protection. THAT's peace of mind. BWS has a compliance platform that lets you review ALL your disclosure documents; manage the firm element and NASD element of your Continuing Education. The compliance platform also has procedures, compliance forms, and reference points for extra compliance info. They make sure you're covered.