Unleash Your Product Knowledge With Suzy Rhoades: 33 Essential SIE Exam Questions Revealed!

Welcome to PassMasters’ Questions of the Week with Suzy Rhoades, our expert securities exam prep instructor.

If you are studying for the Securities Industry Essentials (SIE) Exam, this video is for you! In this video, Suzy will cover 33 questions the come from the topics covered in FINRA's SIE content outline in Section 2 - Understanding Products and Their Risks. This is a very broad topic! Suzy will present questions that come directly from our SIE exam prep licensing course.

To learn more about Suzy's SIE course -
https://passmasters.com/securities/sie/

To check out all of Suzy's securities course offering -
https://passmasters.com/securities-ex...

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Do you have questions about anything covered in this video? Or about any of the securities exams in general? Post a comment and we will respond asap. Thanks for viewing and happy studies!

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Contents of this video
0:00 - Welcome
1:12 - Practice Question 1 – ADRs
2:20 - Practice Question 2 – Importer's risk
3:04 - Practice Question 3 – Taxability of munis long-term capital gain
3:58 - Practice Question 4 – Account that can only be opened for a minor
4:30 - Practice Question 5 – Treasury stock
5:16 - Practice Question 6 – Secured bond backed by rolling stock
5:42 - Practice Question 7 – Mutual fund's income
6:59 - Practice Question 8 – Risk related to owning 1 stock
7:40 - Practice Question 9 – Interest rate risk
9:12 - Practice Question 10 – Risk related to equities
9:40 - Practice Question 11 – Units of a LP
10:08 - Practice Question 12 – What covers a call
11:17 - Practice Question 13 – How to reduce business risk
12:10 - Practice Question 14 – Municipal interest
12:57 - Practice Question 15 – Expenses of the separate account
13:41 - Practice Question 16 – FDIC coverage
14:16 - Practice Question 17 – Taxation of stock dividends
15:05 - Practice Question 18 – DPPs
15:39 - Practice Question 19 – Types of preferred stock
16:08 - Practice Question 20 – Private funds
16:32 - Practice Question 21 – UGMAs
17:27 - Practice Question 22 – Equity REITs
18:15 - Practice Question 23 – Limited partners
18:38 - Practice Question 24 – UTMAs
19:32 - Practice Question 25 – Measurement of market risk
20:14 - Practice Question 26 – Voting rights
20:47 - Practice Question 27 – Bank CD's risk
22:01 - Practice Question 28 – Investment company with investment manager
22:37 - Practice Question 29 – treasury note interest payments
22:55 - Practice Question 30 – Long a stock, long a put
25:08 - Practice Question 31 – Taxation of qualified annuity's death benefit
26:22 - Practice Question 32 – Time period to expiration of rights
26:46 - Practice Question 33 – Systematic risk
27:37 - Recap