Series 7 Exam Prep Initial Public Offerings (IPOs) '33 Prospectus Act. SIE Exam and Series 6 too.

Reg A+ Tier 2 has been raised to $75 million.
00:0o Introduction
04:01 The Securities Act of 1933. The prospectus or paper act.
04:45 Primary market versus secondary market
09:29 Practice question primary market versus secondary market
13:32 Exemptions or safe harbors from registration requirements of '33 and the Uniform Securities Act (USA)
20:33 Practice question
22:31 Regulation A+
24:39 Rule 147 an intrastate offering of securities
28:54 Rule 144A. Qualified institutional buyers (QIB).
30:36 PIPEs Private Investments in Public Entities
32:17 Reg D private placements. Accredited investors.
36:18 Rule 144A practice question
37:08 Accredited investors practice question
37:30 Best efforts underwritings
40:04 Firm commitment underwritings
42:46 Underwriting spread
48:59 Components of the spread
53:21 Very important answer set
53:46 Divided (western) syndicates versus Undivided (eastern) syndicates
100:33 Typo on Edward D Jones slide. Selling group members get it from syndicate members at 9:50.
1:03:45 Syndicate desk practice question
1:04:09 Cooling off period
1:05:06 Red herring also known as the preliminary prospectus
1:05:26 Indications of interest (IOIs)
1:10:28 Shelf registrations
1:12:40 Practice question