SIE Exam Tomorrow? Last-Minute Masterclass for passing the SIE Exam !

Hey everyone! Are you looking for help prepping for the Securities Industry Essentials or SIE exam? Look no further! In this quick and Dirty review video, I'm going to break down the key concepts you need to know for the SIE exam, answer some commonly asked questions, and provide some tips to get ready.

Let's start with the basics. The SIE exam is an introductory-level FINRA qualification exam. It covers four main topics: securities industry overview, stocks, bonds, and taxation. It's important to know the terminology related to these topics and be familiar with the concepts.

Next, let's cover some common questions about the SIE exam. The exam format consists of 75 multiple-choice questions of which five are practice questions. To pass the exam, you must answer at least 70 out of the 75 questions correctly. You can schedule the exam through Prometric or through your broker-dealer.



0:00 Intro
03:47 Securities Regulators
05:36 Registration of Securities ( Act of 1933)
07:01 Securities Registration Exemptions ( Reg A, Reg D, Rule 147)
08:41 Securities Act of 1934
08:54 MISSPERMS
09:28 Selling Short
10:09 Margin
10:45 SIPC
12:34 Equities ( Common,Preferred)
12:54 Risks of owning Common Stock
13:19 Rights of a Common Stockholder
13:45 Dividends and Ex-dividend date ( DERP)
14:44 Stock Dividend/ Stock Split
16:45 Preferred Stock
20:46 Current Yield
21:31 Debt ( Corporate, Municipal, Treasury Bonds)
24:45 Credit Ratings
35:20 Investment Company Act Of 1940 ( Mutual Funds)
37:11 ETFs and ETNs
39:27 Variable Annuities
41:32 Retirement Accounts
45:47 AML ( Anti-Money Laundering)
49:25 What the RR can and Cannot do





https://CapAdvantageTutoring.com/




#Series7exam #SIEexam #FINRA #CapitalAdvantageTutoring #Series7Whisperer #lastminutereview #quickanddirty

Give Achievable a try (FREE TRIAL) https://achievable.me/#a_aid=capital-...

If you are looking for a Series 7 top off tutor please visit
https://www.series7exam.org

Or check out Michael Weiss ( great tutor )
https://www.series7examtutor.com
For a 15% discount on STC materials
https://www.stcusa.com/referral/capit...




Try Kindle Unlimited for free ( 30 days)
https://amzn.to/3zRo9hA


Join this channel to get access to perks:
   / @series7exam  
Series 7 for Dummies--https://amzn.to/36lmX7r
Series 7 for Dummies Questions -- https://amzn.to/352vDiK
Series 6 questions-- https://amzn.to/2ToH01j
Series 6 book by Wiley -- https://amzn.to/2wpInn9

Michael Lewis ( love his take on finance )
Liars poker https://amzn.to/34J6MQH
Flash Boys https://amzn.to/34zVwFU
Money Culture https://amzn.to/2JSV6CQ
PANIC!! https://amzn.to/2Nlvd0w#series7exam